Assisting the Compliance Department in the Company's implementation, and maintenance of policies and procedures to ensure compliance with its ongoing regulatory obligations;
Assisting with the implementation of the Groups compliance monitoring program;
Liaison with all other departments within the Group on compliance, including anti-money laundering and financing of terrorism matters;
Assisting with the completion and filing of annual statutory filings (REQ, ACR, etc.);
Assisting with the co-ordination of any regulatory audit, inspection or visit;
Assisting with periodic customer file reviews;
Reporting regularly to the Groups MLRO and Compliance Office on all matters relating or pertaining to compliance including anti-money laundering and financing of terrorism matters;
Challenging existing practices and procedures and making recommendations to management in accordance with industry best practice;
Requirements:
Previous experience in a similar role
A good understanding of the TCSP industry and its regulatory framework
